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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2010-06-11
  • GA RA
    APPROVED
    Since 2010-06-11

Branch Locations

12220 Birmingham Hwy. Bldg. 30, Milton, GA 30004 • United States

32 E Montgomery Cross Rd, Savannah, GA 30106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2010 Present
Previous Registrations
  • 2006-06-22 → 2010-06-08
    Alpharetta, GA
    Alpharetta, GA
    Roswell, GA
    Atlanta, GA
    Savannah, GA
  • 2003-05-12 → 2007-12-07
    Peachtree Planning Advisors, Inc.
    Roswell, GA
Other Businesses

1) CHATHAM LAND, LLC, 32 E MONTGOMERY CROSS RD., SAVANNAH, GA 314062. BEGAN 1/01/2004 AS PARTNER IN A FAMILY OWNED LLC WHICH INVESTS IN AND DEVELOPS COMMERCIAL REAL ESTATE. NOT INVESTMENT RELATED. DEVOTES 5HR/YR, 0/TRADE. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) DED CORP, 32 E MONTGOMERY CROSS ROADS, SAVANNAH, GA, REAL ESTATE CORP PARTNER, 03/15/17, COMM REAL ESTATE, NIR, 0/YR- 0/TRADING 4) SECURE SPOT STORAGE CORP, 32 E MONTGOMERY CROSS RD, SAVANNAH, GA, REAL ESTATE CORP PARTNER, 03/15/17, NIR, 10/YR- 0/TRADING 5) BUCKHORN ENTERPRISES, INC, 32 EAST MONTGOMERY CROSSROADS, SAVANNAH, GA, REAL ESTATE HOLDING COMPANY, SHAREHOLDER, 01/01/17, NIR, 5/YR- 0/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/07/2010 7) SOUTHEAST COASTAL HOLDINGS, LLC, Milton GA 30004, United States, 08/31/2023, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-17
S63 Uniform Securities Agent State Law Examination 1997-10-27
  • S65 Uniform Investment Adviser Law Examination
    2000-05-17
  • S63 Uniform Securities Agent State Law Examination
    1997-10-27
Other Names
  • Bill Dyches

View on SEC IAPD

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