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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| KS | RA | APPROVED | 2025-02-24 |
| LA | RA | APPROVED | 2021-01-08 |
| MS | RA | APPROVED | 2017-11-13 |
Branch Locations
201 N. Main Street, Picayune, MS 39466 • United States
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
1660 N Tyler Road Suite M, Wichita, KS 67212 • United States
1330 E 1St St N, Wichita, KS 67214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Funds Management | Picayune | MS | 06/2000 | Present |
| Securities America, Inc | Picayune | MS | 03/2014 | 11/2017 |
| Securities America Advisors, Inc | Picayune | MS | 03/2014 | 11/2017 |
| Client One Securities, Llc | Leawood | KS | 11/2017 | 04/2022 |
| Creativeone Securities, Llc | Overland Park | KS | 04/2022 | Present |
(1) Funds Management, Inc; Investment-Related; 201 N Main St, Picayune, MS 39466; Insurance Sales; President; 11/2017; 10 hrs/mo; 2 hrs/mo; Insurance Sales. (2) Preferred Investments, LLC; Investment-Related; 100 Goodyear, Picayune, MS 39466; Real Estate Purchase; Officer; 11/2017; 1 hr/mo; 1 hr/mo; 1 hr/mo; Purchase Real Estate. (3) St Luke's Catholic Church; not investment related; 910 Cross Gates Blvd, Slidell, LA 70461; Counseling; 10/2016; 0 hrs/mo; 0 hrs/mo Provide Counseling. 4.) Managing Wealth and Income; investment related; 1660 N Tyler Road Wichita, KS 67212; Life Insurance Fixed Annuities and Securities Products; Independent Contractor; 03/2025; 40 hrs/mo; 8 hrs/mo 5.) The Aegis Group, LLC; not investment related; 1330 East 1st Street North Wichita, KS 67214; Business, Personal and Real Estate Insurance and Risk Management; Referral Partner; 07/2026; 10 hrs/mo; 10 hrs/mo; Write life and disability insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-02 |
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