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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-14
CO RA APPROVED 2024-01-05
IL RA APPROVED 2022-02-23
DE RA APPROVED 2022-02-21
NY RA APPROVED 2021-04-16
MD RA APPROVED 2020-02-11
CA RA APPROVED 2020-01-09
CT RA APPROVED 2005-04-19
NJ RA APPROVED 2003-02-25
  • MA RA
    APPROVED
    Since 2024-05-14
  • CO RA
    APPROVED
    Since 2024-01-05
  • IL RA
    APPROVED
    Since 2022-02-23
  • DE RA
    APPROVED
    Since 2022-02-21
  • NY RA
    APPROVED
    Since 2021-04-16
  • MD RA
    APPROVED
    Since 2020-02-11
  • CA RA
    APPROVED
    Since 2020-01-09
  • CT RA
    APPROVED
    Since 2005-04-19
  • NJ RA
    APPROVED
    Since 2003-02-25

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Of America Rye Brook NY 03/1997 Present
Park Avenue Securities Llc Rye Brook NY 05/1999 Present
Park Avenue Securities Llc New York NY 04/2015 Present
Guardian Life Insurance Company New York NY 04/2015 Present
Park Avenue Securities Jericho NY 04/2015 09/2024
Guardian Life Insurance Company Jericho NY 04/2015 09/2024
  • 03/1997 → Present
    Guardian Life Insurance Co. Of America
    Rye Brook, NY
  • 05/1999 → Present
    Rye Brook, NY
  • 04/2015 → Present
    New York, NY
  • 04/2015 → Present
    Guardian Life Insurance Company
    New York, NY
  • 04/2015 → 09/2024
    Park Avenue Securities
    Jericho, NY
  • 04/2015 → 09/2024
    Guardian Life Insurance Company
    Jericho, NY
Other Businesses

1. Hardscrabble Hill Holdings LLC- I created the legal entity when I purchased my Partnership interests in our General Agency., Start: 01/01/2017, Address: 800 Westchester Avenue 4th Floor; Rye Brook NY 10573, 160 bus hrs per month, Investment related, 2) Sliver Lining P&C Alliance-Strategies Associates refer P&C business to Silver Lining, Start: 09/09/2020, Address: 437 Madison Avenue 29th Floor New York, NY 10022, 0 total hour per month, Investment related, Less than 10% annual compensation, 3) Strat Partners Succession LLC-hold life insurance policies pursuant to our buy/sell agreement Start: 06/14/2024, Address: 800 Westchester Ave, Rye Brook, NY 10573, 0 total hour per month, Not investment related, No annual compensation, 4) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 01/01/2015, Address: 800 Westchester Ave Rye Brook, NY 10573, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related, 5) Board of Directors of Finseca,, Nature of Business: Insurance sales, Start date: 06/01/2026, Address: 800 Westchester Ave Rye Brook, NY 10573, Duties: Advisory Board, 3 total hours per month; 3 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1997-10-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-10-24
Other Names
  • Jeffrey M Neeck
  • Jeffrey Michael Neeck

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