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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-03-11 |
Branch Locations
10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 05/2019 |
| Jpmorgan Chase Bank Na | Chicago | IL | 06/2019 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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