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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
947 Gessner Road Suite A260, Houston, TX 77024-2501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fulshear | TX | 12/2024 | 07/2025 |
| Charles Schwab & Co., Inc. | Houston | TX | 07/2025 | Present |
| Charles Schwab Bank, Ssb | Houston | TX | 07/2025 | Present |
| Jpmorgan Investment Management Inc. | Chicago | IL | 01/2011 | 12/2024 |
| J.P. Morgan Institutional Investments Inc. | Chicago | IL | 01/2011 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-31 |
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