Richard Cleveland Corcoran

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2016
  Direct Match
  Piedmont, CA
• 11/2016 → 01/2017
  Unemployed
  Piedmont, CA
• 02/2017 → 01/2019
  Quantitative Brokers Llc
  Piedmont, CA
• 04/2020 → Present
  Jpmorgan Chase Bank, N.A.
  Walnut Creek, CA
• 04/2020 → Present
  J.P. Morgan Securities Llc
  Walnut Creek, CA
• 01/2019 → 04/2020
  Unemployed
  Piedmont, CA
• 04/2018 → 02/2022
  Barre510 Llc
  Piedmont, CA

Other Businesses

Entity Name: Piedmont Recreational Facilities Organization Investment related: Yes Address: PO Box 3821 Oakland, CA https://prfo.org/ Nature of the other business: The org encourages and actively supports the development and/or the improvement of public recreational facilities that serve the residents of Piedmont. Position/Title/Relationship: Officer Start Date: 09-Jan-2020 Approximate # of hours a month: 2-3hrs/month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Treasurer

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-11
• S63 Uniform Securities Agent State Law Examination
  1999-08-25