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Kevin J. Smith

Edward Jones

Beaver Dam, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-10
WI RA APPROVED 1998-03-10
  • TX RA
    APPROVED
    Since 2019-01-10
  • WI RA
    APPROVED
    Since 1998-03-10

Branch Locations

301 S Roosevelt Dr Ste B, Beaver Dam, WI 53916-2206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Beaver Dam WI 09/1997 Present
  • 09/1997 → Present
    Edward D. Jones & Co., L.P.
    Beaver Dam, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-17
S63 Uniform Securities Agent State Law Examination 1997-11-12
  • S65 Uniform Investment Adviser Law Examination
    2006-03-17
  • S63 Uniform Securities Agent State Law Examination
    1997-11-12
Designations
Other Names
  • Kevin James Smith

View on SEC IAPD

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Other Investors

Kevin J Carnine
Katie L Kohn
Matthew Edward Emmer
Dustin Darold Meisel
DEBRA A SMITH
Matthew Thomas Heiar
Stephen Elmer Vessey
Christopher W Kuenzi

Other Offices

EDWARD JONES · BEAVER DAM, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BEAVER DAM, WI
MML INVESTORS SERVICES, LLC · Beaver Dam, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Beaver Dam, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Beaver Dam, WI
OSAIC WEALTH, INC. · BEAVER DAM, WI
EDWARD JONES · Beaver Dam, WI
EDWARD JONES · BEAVER DAM, WI

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