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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2013-09-23
  • NE RA
    APPROVED
    Since 2013-09-23

Branch Locations

20488 Park Road, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Omaha NE 09/2013 Present
Raymond James Financial Services Advisors Inc. Omaha NE 09/2013 Present
Previous Registrations
  • 2010-06-02 → 2013-09-23
    First National Capital Markets
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2001-10-18 → 2010-06-02
    Cetera Investment Services Llc
    Omaha, NE
    Omaha, NE
    Lavista, NE
    Papillion, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Other Businesses

(1)Name of Business: Freestone Wealth Strategies Address: 20488 Park Rd, Elkhorn, NE, 68022, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/10/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner, branch manager and financial advisor. (2)Name of Business: The Brown-Mosten "International Client Consultation Competition" Address: 1607 S 181st , Omaha, NE, 68130, United States Activity Type: Non-profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/14/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be sitting in on their finance committee meetings to provide advice and guidance on their $400,000 endowment account. (An account which i do not control or have access to.)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-17
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S65 Uniform Investment Adviser Law Examination
    1997-11-17
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03

View on SEC IAPD

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