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James Walter Feret

Thrivent Investment Management Inc.

Olathe, KS

CRD 2955606

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-20
OK RA APPROVED 2011-07-29
KS RA APPROVED 2008-08-05
  • TX RA
    APPROVED_RES
    Since 2020-04-20
  • OK RA
    APPROVED
    Since 2011-07-29
  • KS RA
    APPROVED
    Since 2008-08-05

Branch Locations

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Olathe KS 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-04
S63 Uniform Securities Agent State Law Examination 1997-11-26
  • S65 Uniform Investment Adviser Law Examination
    2008-08-04
  • S63 Uniform Securities Agent State Law Examination
    1997-11-26
Other Names
  • Jim Feret
  • James W Feret

View on SEC IAPD

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