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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-16 |
| CT | RA | APPROVED | 2008-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Westport | CT | 11/2008 | Present |
1)GRACE CONSULTANTS LLC, 153 DEFOREST RD WILTON, CT 06897, REAL ESTATE INVESTMENT, PRESIDENT, 04/01/04, YEARLY OPERATIONS OF AN LLC, INCLUDING TAX FILING, 0-2HRS MNTH, 0HRS DRNG TRDNG, NOT INVST RLTD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-29 |
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