Charles P Balducci

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America,N.A.
  New York, NY

Other Businesses

I*1369 For profit or not for profit: Name of outside business organization: The Estate of Charles Balducci Investment related: Address of business: Whitestone, New York 11357 Nature of business: Position, title, association: , Start date of relationship: 12/30/2013 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I*75507 FOR-PROFIT ORGANIZATION: TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: GREENWICH, CONNECTICUT 6831 NATURE OF BUSINESS: TRUST POSITION: TRUSTEE START DATE OF RELATIONSHIP: 6/1/2014 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: TRUSTEE FOR FAMILY TRUST I*82386 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: KM 4.5 BARRA DE NAVIDAD, PUERTO VALLARTA, JALISCO 48335 NATURE OF BUSINESS: OTHER, RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 15 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: RENTAL PROPERTY IN MEXICO I*125689 For profit or not for profit: Non-Profit Organization Name of outside business organization: Global Lyme Alliance Investment related: Y Address of business: Stamford, Connecticut 06902 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 8/30/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Investment Committee for the organizations endowment

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-08
• S66 Uniform Combined State Law Examination
  1998-01-15

Other Names

• Chuck Balducci
• Charles P Balducci
• Charlie Balducci
• Charles Patrick Balducci