Dennis Michael Allen

Current Employers

Employment History

• 01/1997 → Present
  Dennis M Allen, Cpa
  Glenside, PA
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-07-11 → 2009-11-23
  U.S. Financial Advisors
  Jenkintown, PA
  Wilmington, DE
  Jenkintown, PA

Other Businesses

1. DENNIS M ALLEN, CPA, PC; NOT INVESTMENT RELATED, PRESIDENT, OFFERING ACCOUNTING AND TAX PREP SERVICES, START DATE 12/98, 150 HPM, 150 HPM DURING TRADING HRS. 2. NAME OF OTHER BUSINESS: GLENSIDE VOLUNTEER FIRE COMPANY; INVESTMENT RELATED: NO; ADDRESS: 210 WEST GLENSIDE AVE GLENSIDE PA 19038; NATURE OF BUSINESS: FIRE COMPANY; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; START DATE: 01/01/2015; APX NUMBER OF HOURS PER WEEK: 1-2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS/VOTE ON MATTER OF GOVERNANCE. 3. NAME OF OTHER BUSINESS: URBAN AFFAIRS COALITION; INVESTMENT RELATED: NO; ADDRESS: 1207 CHESTNUT STREET, PHILADELPHIA, PA 19107; NATURE OF BUSINESS: URBAN COMMUNITY IMPROVEMENT; START DATE: 01/01/2015; POSITION/TITLE/RELATIONSHIP: VOLUNTEER BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VOTE ON MATTERS OF GOVERNANCE, ATTEND MEETINGS, ASSIST WITH ANNUAL BUDGETS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-07-29
• S65 Uniform Investment Adviser Law Examination
  2007-02-27

Designations

Other Names

• Dennis Michael Allen