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Stephen Wood Martin

Oasis Wealth Planning Advisors

Nashville, TN

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Current Employers
Oasis Wealth Planning Advisors

Nashville, TN • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-17
TN RA APPROVED 2025-11-17
TX RA APPROVED_RES 2021-06-28
GA RA APPROVED 2020-02-11
  • FL RA
    APPROVED
    Since 2025-11-17
  • TN RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED_RES
    Since 2021-06-28
  • GA RA
    APPROVED
    Since 2020-02-11

Branch Locations

Nashville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Nashville TN 03/2015 Present
  • 03/2015 → Present
    Fifth Third Securities
    Nashville, TN
Previous Registrations
  • 2015-06-08 → 2016-05-16
    Fifth Third Securities, Inc.
    Nashville, TN
  • 2003-02-24 → 2005-01-20
    Banc One Securities Corporation
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-11
S63 Uniform Securities Agent State Law Examination 2003-02-05
S65 Uniform Investment Adviser Law Examination 1997-09-15
  • S66 Uniform Combined State Law Examination
    2015-06-11
  • S63 Uniform Securities Agent State Law Examination
    2003-02-05
  • S65 Uniform Investment Adviser Law Examination
    1997-09-15
Designations

View on SEC IAPD

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