Anthony Caravetta

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Miami, FL
• 12/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Miami, FL

Previous Registrations

• 2011-01-03 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Entity Name: Church Book- Broken Links: Restoring our Connection to God Investment related: No Address: Business (Publisher): StoryBuilders, Inc 123 Oak Forest Dr Dawsonville GA 30534 Broken Links: Restoring our Connection to God. Nature of the other business: Self-publishing Position/Title/Relationship: Owner/Partner Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wrote a book for my church and we want to sell some copies. No other responsibilities on my end or commitment, nothing to do with my role at JPMC nor has any connection to JPMC. This may be sold in church and online.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-01-26
• S65 Uniform Investment Adviser Law Examination
  2010-12-29

Designations

• Certified Financial Planner

Other Names

• Anthony Joseph Caravetta