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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-28
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-20
CT RA APPROVED 2012-10-01
  • FL RA
    APPROVED
    Since 2022-03-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

1450 Brickell Ave, Floor 16, Miami, FL 33131-3444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Miami FL 12/2010 Present
Previous Registrations
  • 2011-01-03 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Other Businesses

Entity Name: Church Book- Broken Links: Restoring our Connection to God Investment related: No Address: Business (Publisher): StoryBuilders, Inc 123 Oak Forest Dr Dawsonville GA 30534 Broken Links: Restoring our Connection to God. Nature of the other business: Self-publishing Position/Title/Relationship: Owner/Partner Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wrote a book for my church and we want to sell some copies. No other responsibilities on my end or commitment, nothing to do with my role at JPMC nor has any connection to JPMC. This may be sold in church and online.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-01-26
S65 Uniform Investment Adviser Law Examination 2010-12-29
  • S63 Uniform Securities Agent State Law Examination
    2011-01-26
  • S65 Uniform Investment Adviser Law Examination
    2010-12-29
Designations
Other Names
  • Anthony Joseph Caravetta

View on SEC IAPD

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