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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-10-24 |
Branch Locations
One Monarch Place Suite 720, Springfield, MA 01144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Springfield | MA | 10/2008 | Present |
Maxim Income Opportunity Fund I, L.P. / Lending for real-estate transactions. I have no say or control over any of the loans./ 276 Fifth Avenue, Suite 404 NYC,NY 10001 / I actually have no role and no responsibilities. I am simply a passive investor; however, was unable to proceed with AOL unless I selected a role. There was no role for Passive Investor. Again, I HAVE NO ROLE IN THE COMPANY NOR AM I ANY KIND OF CONTRACTOR WITH ANY RESPONSIBILITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-10 |
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