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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-03-12
AZ RA APPROVED 2026-02-26
NV RA APPROVED 2026-02-17
PA RA APPROVED 2025-11-24
TX RA APPROVED_RES 2025-08-21
FL RA APPROVED 2025-06-30
VA RA APPROVED 2025-03-13
SC RA APPROVED 2023-10-24
ID RA APPROVED 2013-03-14
CA RA APPROVED 2010-07-07
  • KS RA
    APPROVED
    Since 2026-03-12
  • AZ RA
    APPROVED
    Since 2026-02-26
  • NV RA
    APPROVED
    Since 2026-02-17
  • PA RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • FL RA
    APPROVED
    Since 2025-06-30
  • VA RA
    APPROVED
    Since 2025-03-13
  • SC RA
    APPROVED
    Since 2023-10-24
  • ID RA
    APPROVED
    Since 2013-03-14
  • CA RA
    APPROVED
    Since 2010-07-07

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Orange CA 06/2010 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2008-08-01 → 2009-05-19
    Wells Fargo Investments, Llc
    Garden Grove, CA
    Garden Grove, CA
    Huntington Beach, CA
    Newport Beach, CA
  • 2008-06-12 → 2008-08-06
    Irvine, CA
  • 1998-08-24 → 2002-08-07
    Morgan Stanley Dw Inc.
    Costa Mesa, CA
Other Businesses

TIME ADVISORS LLC POSITION: OWNER NATURE: The LLC is used for tax purposes only. There is not business income only expenses. All costs of VALIC assistant including wages, taxes, and tech support are used in the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2019 ADDRESS: 23 VIA SANTANDER, SAN CLEMENTE CA 92673, United States DESCRIPTION: NONE For tax purpose only. UBER DRIVER POSITION: Driver NATURE: Drive on weekends and evenings. Estimated time is 10-15 hours per week. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2021 ADDRESS: 23 Via Santander, San Clemente CA 92673, United States DESCRIPTION: Drive on weekends and evenings. Estimated time is 10-15 hours per week. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-11
S63 Uniform Securities Agent State Law Examination 1997-12-05
  • S65 Uniform Investment Adviser Law Examination
    2008-06-11
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05

View on SEC IAPD

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