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6501 Irvine Center Drive Ste 100, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| NC | RA | APPROVED | 2014-08-06 |
| AZ | RA | APPROVED | 2012-05-31 |
Branch Locations
6501 Irvine Center Drive Suite 100, Irvine, CA 92618 • USA
6501 Irvine Center Drive Suite 100, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Growers Financial Services | Irvine | CA | 09/2002 | Present |
WESTERN GROWERS (A TRADE ORGANIZATION) IS A NOT FOR PROFIT AGRICULTURAL TRADE ASSOCIATION THAT REPRESENTS GROWERS, PACKERS AND SHIPPERS IN CA & AZ. DIRECTOR OF INVESTMENTS - PROVIDING WESTERN GROWERS AND ITS SUBSIDIARIES GENERAL INVESTMENT FUNCTIONS; PROVIDING FINANCIAL AND ECONOMIC INFORMATION TO HELP FACILITATE CORPORATE CASH INVESTMENTS. 20 HOURS PER MONTH 10% OF INCOME
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
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