Terry James Gordy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → Present
  Independent Capital Management, Inc.
  Los Angeles, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Hollywood, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Hollywood, CA

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Hollywood, CA
• 2003-06-24 → 2005-10-31
  Sunamerica Securities, Inc.
  Hollywood, CA
• 2001-04-16 → 2003-06-11
  Independent Capital Management
  Los Angeles, CA
• 2002-06-24 → 1998-01-30
  Independent Capital Management
  Los Angeles, CA

Other Businesses

1. TERRY GORDY/TJ WHITNEY CO - INVESTMENT MANAGEMENT AND FINANCIAL SERVICES; INVESTMENT RELATED; 7095 Hollywood Blvd.#600 Hollywood, CA 90028; STATUTORY AGENT; 1997; 0-5 HRS/MTH; 0 HRS DURING TRADING; INSURANCE SALES. 2. TERRY GORDY / TJ WHITNEY CO. - INVESTMENT MANAGEMENT AND FINANCIAL SERVICES POSITION: Other - client referral NATURE: Other - client referrals INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 2259 chelan dr, hollywood CA 90068, United States DESCRIPTION: refer clients to trust personnel 3. TERRY GORDY / TJ WHITNEY CO. - INVESTMENT MANAGEMENT AND FINANCIAL SERVICES / TERRY GORDY POSITION: Owner - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 2259 chelan dr, hollywood CA 90068, United States DESCRIPTION: insurance sales

Exams

• S66 Uniform Combined State Law Examination
  2000-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-06-06