Nicholas Alton Ostdiek

Current Employers

Employment History

• 02/2010 → 05/2017
  Capital Financial Services, Inc
  Minot, ND
• 05/2017 → Present
  Lpl Financial, Llc
  Fresno, CA
• 05/2017 → Present
  Strategic Wealth Advisors Group
  Sacramento, CA

Previous Registrations

• 2017-05-30 → 2020-04-13
  Mariner Advisor Network
  Fresno, CA
• 2010-02-02 → 2017-05-30
  Capital Financial Services, Inc.
  Fresno, CA
  Fresno, CA
  Minot, ND
• 2007-09-19 → 2010-02-04
  Signator Investors, Inc.
  Medera, CA
  Irvine, CA

Other Businesses

1.05/26/2017 - OSTDIEK FINANCIAL & INSURANCE/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ FRESNO, CA 2.05/26/2017 - NICHOLAS OSTDIEK/ NON-VARIABLE INSURANCE/ 1%/ FRESNO, CA 3. 6/2/2017 - STRATEGIC WEALTH ADVISORS GROUP, INC- - nvestment related - At reported business location(s) - Registered Investment Advisor Hybrid - start 5/18/2017 - 160 Hours per month - Time spent percent 100% - I provide investment advisory services through Strategic Wealth Advisors Group, Inc, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/1/2018 - J.D. Ostdiek Insurance Services, Inc. - Investment Related - 1100 W. Shaw Ave., #144, Fresno, CA 93711 - Insurance Agency - Insurance Broker - Started 01/02/2018 - 25 Hours Per Month/20 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-12
• S63 Uniform Securities Agent State Law Examination
  1998-07-20

Other Names

• Nick Ostdiek
• Nicholas A Ostdiek