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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-12 |
| FL | RA | APPROVED | 2026-06-11 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors | Chicago | IL | 05/2026 | Present |
| Variplan, Llc | Ashburn | VA | 09/2015 | 09/2016 |
| Girard Securities | San Diego | CA | 10/2016 | 11/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 10/2016 | 02/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 06/2020 |
| Osaic | Fort Myers | FL | 04/2024 | 05/2026 |
1. N/A POSITION: N/A NATURE: no business entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/05/1997 ADDRESS: 13706 Bald Cypress Circle, Fort Myers FL 33907, United States DESCRIPTION: I am not sure if I need to disclose this, but I receive insurance renewals from 3-4 companies. I sold their policies back when I was insurance licensed. I don't spend any time on this and haven't since 2013. These policies were all sold during my time working for John Hancock. I turned over all of my clients and files to another advisor in the office to continue to service the clients. I just want to make sure I disclose this as a source of income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-19 |
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