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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
CA RA APPROVED 2007-05-29
NJ RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • CA RA
    APPROVED
    Since 2007-05-29
  • NJ RA
    APPROVED
    Since 2007-05-29

Branch Locations

Englewood Cliffs, NJ • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Ste 1, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Fort Lee NJ 05/2007 Present
Previous Registrations
  • 2004-03-11 → 2007-05-29
    Citicorp Investment Services
    Fort Lee, NJ
    Fort Lee, NJ
Other Businesses

Rental Property: West New York, NJ; Investment-related; Started: August 1, 2023; Title: Landlord; Duties: Landlord activities; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours./// Rental Property Jersey City, NJ; Investment-related; Started: May 16, 2025; Title: Landlord; Duties: Landlord activities; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours.///

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 1997-10-20
  • S65 Uniform Investment Adviser Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    1997-10-20
Other Names
  • Shin Park
  • Juliet Shin

View on SEC IAPD

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