Thomas Charles King

Current Employers

Employment History

• 06/2012 → Present
  Raymond James Financial Services, Inc.
  State College, PA
• 06/2012 → Present
  Raymond James Financial Services Advisors Inc.
  State College, PA
• 04/2020 → Present
  King Financial Partners
  State College, PA
• 08/2012 → Present
  King Wealth Strategies, Llc
  State College, PA

Previous Registrations

• 2009-03-06 → 2012-06-26
  Kestra Investment Services, Llc
  Port Matilda, PA
  King Of Prussia, PA
  King Of Prussia, PA

Other Businesses

(1)Name of Business: Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 07/02/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consult and wish to maintain the option to potentially & occasionally place life insurance and other Distribution Financial Products not through RJ. We like to maintain that flexibility for the clients best interest. RJ has added to their insurance offerings, but we wish to have that option if needed (2)Name of Business: King Financial Partners Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company (3)Name of Business: King Wealth Strategies,LLC Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/24/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company that is now doing business as King Financial Partners (4)Name of Business: NA Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/28/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Active Management of Rental Investment Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-13
• S63 Uniform Securities Agent State Law Examination
  1997-10-27

Designations

Other Names

• Thomas Charl King
• Tom King