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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-10
IN RA APPROVED 2025-07-10
LA RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • CT RA
    APPROVED
    Since 2025-07-10
  • IN RA
    APPROVED
    Since 2025-07-10
  • LA RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

1001 Chestnut Hills Pkwy Suite 110, Fort Wayne, IN 46814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
One Resource Financial Consultants Fort Wayne IN 11/2002 Present
Next Financial Group Inc Fort Wayne IN 09/2014 07/2025
Lpl Financial Llc Fort Wayne IN 07/2025 Present
  • 11/2002 → Present
    One Resource Financial Consultants
    Fort Wayne, IN
  • 09/2014 → 07/2025
    Next Financial Group Inc
    Fort Wayne, IN
  • 07/2025 → Present
    Fort Wayne, IN
Previous Registrations
  • 2014-09-09 → 2025-07-10
    Next Financial Group, Inc.
    Houston, TX
    Fort Wayne, IN
  • 2008-09-02 → 2014-09-12
    Grove Point Investments, Llc
    Fort Wayne, IN
    Manchester, MO
    Fort Wayne, IN
    Rockville, MD
  • 2006-08-04 → 2008-09-10
    Gunnallen Financial, Inc
    Indianapolis, IN
    West Palm Beach, FL
    Huntington Beach, CA
    West Palm Beach, FL
    Roanoke, IN
    Bridgewater, NJ
    Seminole, FL
    Wolcott, IN
    Fort Wayne, IN
    Woodbridge, NJ
    Indianapolis, IN
    New Orleans, LA
    Fort Wayne, IN
    Fort Wayne, IN
    Bridgewater, NJ
    Ft. Wayne, IN
    Ft. Wayne, IN
    Wolcott, IN
    Fort Wayne, IN
    Woodbridge, NJ
    Indianapolis, IN
    New Orleans, LA
    New Orleans, LA
    Wolcott, IN
    Fort Wayne, IN
    Woodbridge, NJ
    Indianapolis, IN
    Seminole, FL
    Fort Wayne, IN
    Fort Wayne, IN
    Seminole, FL
    Huntington Beach, CA
    Indianapolis, IN
  • 1998-03-17 → 2006-08-09
    Sii Investments, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Columbia, MD
    Fort Wayne, IN
    Indianapolis, IN
    Mishawaka, IN
    New Palestine, IN
    Wolcott, IN
    Syracuse, IN
    New Orleans, LA
    Lanham, MD
    Seminole, FL
    Columbus, OH
    Jamesville, NY
    Edison, NJ
  • 1999-03-17 → 2003-07-02
    Fort Wayne, IN
Other Businesses

1- 07/2025 - One Resource Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2002 - 160 hours per month/ 140 hours during trading 2- 07/2025 - Waterside Woods Homeowners' Association - Non-Profit Board Member - Board of Directors member - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-20
  • S66 Uniform Combined State Law Examination
    1997-11-20

View on SEC IAPD

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