Ali Farhoumand

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  One Resource Financial Consultants
  Fort Wayne, IN
• 09/2014 → 07/2025
  Next Financial Group Inc
  Fort Wayne, IN
• 07/2025 → Present
  Lpl Financial Llc
  Fort Wayne, IN

Previous Registrations

• 2014-09-09 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Fort Wayne, IN
• 2008-09-02 → 2014-09-12
  Grove Point Investments, Llc
  Fort Wayne, IN
  Manchester, MO
  Fort Wayne, IN
  Rockville, MD
• 2006-08-04 → 2008-09-10
  Gunnallen Financial, Inc
  Indianapolis, IN
  West Palm Beach, FL
  Huntington Beach, CA
  West Palm Beach, FL
  Roanoke, IN
  Bridgewater, NJ
  Seminole, FL
  Wolcott, IN
  Fort Wayne, IN
  Woodbridge, NJ
  Indianapolis, IN
  New Orleans, LA
  Fort Wayne, IN
  Fort Wayne, IN
  Bridgewater, NJ
  Ft. Wayne, IN
  Ft. Wayne, IN
  Wolcott, IN
  Fort Wayne, IN
  Woodbridge, NJ
  Indianapolis, IN
  New Orleans, LA
  New Orleans, LA
  Wolcott, IN
  Fort Wayne, IN
  Woodbridge, NJ
  Indianapolis, IN
  Seminole, FL
  Fort Wayne, IN
  Fort Wayne, IN
  Seminole, FL
  Huntington Beach, CA
  Indianapolis, IN
• 1998-03-17 → 2006-08-09
  Sii Investments, Inc.
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN
  Columbia, MD
  Fort Wayne, IN
  Indianapolis, IN
  Mishawaka, IN
  New Palestine, IN
  Wolcott, IN
  Syracuse, IN
  New Orleans, LA
  Lanham, MD
  Seminole, FL
  Columbus, OH
  Jamesville, NY
  Edison, NJ
• 1999-03-17 → 2003-07-02
  Atlas Capital Management Corp
  Fort Wayne, IN

Other Businesses

1- 07/2025 - One Resource Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2002 - 160 hours per month/ 140 hours during trading 2- 07/2025 - Waterside Woods Homeowners' Association - Non-Profit Board Member - Board of Directors member - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  1997-11-20