Eli Moallem

Current Employers

Employment History

• 09/2011 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2011 → 06/2021
  Bank Of America, N.A.
  New York, NY
• 06/2021 → Present
  Mid Atlantic Capital Corporation
  Pittsburgh, PA
• 06/2021 → Present
  Gwm Advisors Llc
  New Orleans, LA

Previous Registrations

• 2011-09-23 → 2021-06-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  River Vale, NJ
  Montvale, NJ
• 2006-02-07 → 2011-10-04
  Oppenheimer & Co. Inc.
  New York, NY
  Riverdale, NJ
  New York, NY

Other Businesses

1. BILLY PREMPEH FOR US CONGRESS~NON INVESTMENT RELATED~PATERSON, NJ~POLITICAL CAMPAIGN~CAMPAIGN MANAGER~SEPT 2020~10HRS PER MONTH~0HRS PER MONTH DURING MARKET~CAMPAIGN MANAGER AND ADVISOR 2. BCRO-Not investment related-Hackensack, NJ 07601-Recommendations on local County Candidates-Committeeman-6/17/22 start date-4 Hour per month-0 Hours during trading hours-Recommendations on local County Candidates 3.Pinnacle*No Invest*Jacksonville, FL*Fixed Insurance and annuities*Insurance agent-8/5/22*1 hr per mnth/1during trade*Selling and servicing fixed insurance and annuities*Fixed annuities pay interest but not sure if its considered an interest-bearing note 4.Pinnacle Group*Yes Invest*Littleton CO*Insurance Agent*Insurance and annuity sales and service provider*8/1/22*1 During Trade*Pinnacle provides insurance and annuity support for accessing existing policies 5.Heritage Family Wealth Management DBA NewEdge Advisors*Yes Invest*Montvale NJ *Investment Advisor*Investment Advice and service*6/21/21*160 hr per mnth/150 during trade*Financial Planning and Investment services and advice

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-06
• S63 Uniform Securities Agent State Law Examination
  1997-11-13

Other Names

• Eli Moallen