Darin Jay Bourgeois

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 12/2016
  Foothill Securities, Inc.
  Phoenix, AZ
• 12/2004 → 12/2018
  Cue Financial Group, Inc.
  Scottsdale, AZ
• 08/2013 → 06/2021
  Dvvv Llc, Real Estate Property Management
  Rental Property Owner, AZ
• 05/2005 → Present
  Real Estate Sales
  Phoenix, AZ
• 12/2016 → 06/2024
  Securities America, Inc.
  Scottsdale, AZ
• 04/2018 → 10/2025
  Pfg Advisors, Llc
  Phoenix, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-04-20 → 2025-11-01
  Pfg Advisors
  Phoenix, AZ
  Scottsdale, AZ
• 2004-12-17 → 2018-12-31
  Cue Financial Group, Inc.
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Phoenix, AZ
  Chandler, AZ
  Gilbert, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Chandler, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Sun City West, AZ
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1. DARIN BOURGEOIS CPA POSITION: Professional Designation NATURE: I am a licensed CPA in the State of Arizona. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/12/1996 ADDRESS: 4133 N. 64th St., Scottsdale AZ 85251 DESCRIPTION: I am required to do 80 hours of Continuing Education every two years to renew my CPA License. I use this knowledge to help manage investments for my clients. Some of this knowledge is used with financial planning and tax advice that is given in the course of acting as an Investment Advisory Representative or as a Registered Representative. I do not preform accounting services or do tax returns for clients. 2. HOMESMART/SMART REFERRAL NETWORK, LLC POSITION: Real Estate Agent NATURE: Real Estate Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2005 ADDRESS: 8388 E. Hartford Dr., Suite 100, Scottsdale AZ 85255 DESCRIPTION: Real Estate Sales: Real Estate Agent/Referral Fees through HomeSmart a R/E Agency and Smart Referral Network, LLC (Referral Only) 3. MARY DELLA KIRBY IRRV TRUST AND O'JAY BOURGEOIS IRRV TRUST POSITION: Trustee NATURE: Acting Trustee for my Deceased Parents' Trusts INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/30/2008 ADDRESS: 4133 N. 64th St., Scottsdale AZ 85251 DESCRIPTION: Acting Trustee for my Deceased Parents' Trusts: Manage the assets of the trust, pay trust expenses, oversee the annual distributions and arrange for the trust tax return if needed. 4. INSURANCE SALES POSITION: Insurance Agent NATURE: Insurance Agent selling Approved Products by Osaic Wealth offered through Companies and Agencies also Approved by Osaic Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2025 ADDRESS: 4133 N. 64th St., SCOTTSDALE AZ 85251, United States DESCRIPTION: Place Clients into appropriate insurance products.

Exams

• S66 Uniform Combined State Law Examination
  1997-10-27

Other Names

• Darin J Bourgeois