Lloyd Douglas Hodgin

Current Employers

Employment History

• 02/2000 → Present
  Dakota Financial Service Inc
  Britton, SD
• 12/2016 → Present
  Wealth Plus Of The Dakotas, Inc.
  Aberdeen, SD
• 02/2010 → Present
  Premier Tax Services, Inc.
  Aberdeen, SD
• 02/2007 → 07/2019
  Capital Financial Services, Inc.
  Minot, ND
• 07/2019 → 09/2025
  Saxony Securities, Inc.
  St. Louis, MO
• 10/2008 → 07/2019
  Capital Financial Services, Inc.
  Minot, ND

Previous Registrations

• 2008-10-28 → 2019-07-24
  Capital Financial Services, Inc.
  Minot, ND
  Aberdeen, SD
  Sturgis, SD
  Sioux Falls, SD
• 2017-03-20 → 2018-12-31
  Wealth Plus Of The Dakotas, Inc.
  Aberdeen, SD

Other Businesses

1) Premier Tax and Bookkeeping; non-investment related; 405 8th Ave NW #311 Aberdeen, SD 57401; Preparations of Tax returns & Commercial bookkeeping; role Vice President & 50% owner; start date 02/2010; 20 hours a month more during tax season; 20 hours a month during trading hours; Tax preparations and supervision of tax preparers. 2) Dakota Financial Services, Inc; investment related; 405 8th Ave. NW #208 Aberdeen, SD 57401; Employs P&C insurance agents and CSR's w/in Credit Unions to service & sell to their members. Do business as DFS insurance; Vice President; start 02/2000; 5 hours per month, 5 hour per month during trading hours; Lloyd is VP and doesn't participate in any selling activities. 3) Insurance Professionals, Inc; Non-Investment Related; 405 8th Ave. NW Suite 204, Aberdeen, SD 57401; Traditional Property Casualty Insurance agency; Vice-President, website: www.dakotafinancialservices.com; started 08/2022; 4hrs/mo, 4hrs/mo during trading hours; Administrative, o selling or client contact.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-23
• S66 Uniform Combined State Law Examination
  1997-10-16