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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-12 |
Branch Locations
935 Prairie Center Dr, Eden Prairie, MN 55344 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Eden Prairie, | MN | 04/2024 | Present |
| Wells Fargo Bank, Na | Eden Prairie | MN | 07/2023 | Present |
| Oregon Ice Entertainment | Sherwood | OR | 02/2020 | Present |
| Stewart Title | Lake Oswego | OR | 09/2018 | 02/2020 |
| First Citizens Bank | Lake Oswego | OR | 05/2017 | 08/2018 |
| Bank Of America | Lake Oswego | OR | 11/2016 | 05/2017 |
| Bank Of Oswego | Lake Oswego | OR | 03/2014 | 11/2016 |
| Unemployed | Sherwood | OR | 02/2022 | 07/2023 |
RODA LLC; INVESTMENT RELATED; SHERWOOD, OR; 49% OWNERSHIP; REAL ESTATE HOLDING COMPANY; START DATE 1/20/2020; 2 HOURS PER MONTH; 0 HOURS DURING BUSINESS. OREGON ICE ENTERTAINMENT CORP; INV RELATED; SHERWOOD, OR; 49% OWNERSHIP; START DATE 1/15/2020; 20 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER AND ADVISOR ON YOUTH HOCKEY PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-15 |
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