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5100 West Genesee Street, Camillus, NY 13031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| NY | RA | APPROVED | 2021-07-18 |
| FL | RA | APPROVED | 2005-01-12 |
Branch Locations
5100 West Genesee Street, Camillus, NY 13031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newman Ladd Capital Advisors | Syracuse | NY | 01/2005 | Present |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 01/2007 | Present |
MOEN & THURSTON; ATTORNEYS AT LAW; NOT INVEST RELATED; PARTNER; 80 HRS/MONTH DURING TRADING INSURANCE; LIFE & HEALTH AND LONG TERM CARE; NOT INVEST RELATED; REP; DURING TRADING HRS AND THEY VARY. Registered Representative; Leigh Baldwin & Co., LLC; Investment Related: Yes; Location: 112 Albany Street Cazenovia, NY 13035; Description of the business: Oversight of brokerage accounts and placing trades as appropriate; Start date with business: 2007-01-03; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-19 |
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