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Current Employers
Newman Ladd Capital Advisors, Llc.

5100 West Genesee Street, Camillus, NY 13031 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
NY RA APPROVED 2021-07-18
FL RA APPROVED 2005-01-12
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • NY RA
    APPROVED
    Since 2021-07-18
  • FL RA
    APPROVED
    Since 2005-01-12

Branch Locations

5100 West Genesee Street, Camillus, NY 13031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newman Ladd Capital Advisors Syracuse NY 01/2005 Present
Leigh Baldwin & Co., Llc Cazenovia NY 01/2007 Present
  • 01/2005 → Present
    Newman Ladd Capital Advisors
    Syracuse, NY
  • 01/2007 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
Other Businesses

MOEN & THURSTON; ATTORNEYS AT LAW; NOT INVEST RELATED; PARTNER; 80 HRS/MONTH DURING TRADING INSURANCE; LIFE & HEALTH AND LONG TERM CARE; NOT INVEST RELATED; REP; DURING TRADING HRS AND THEY VARY. Registered Representative; Leigh Baldwin & Co., LLC; Investment Related: Yes; Location: 112 Albany Street Cazenovia, NY 13035; Description of the business: Oversight of brokerage accounts and placing trades as appropriate; Start date with business: 2007-01-03; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1997-11-19
  • S65 Uniform Investment Adviser Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1997-11-19
Other Names
  • Andrew Moen

View on SEC IAPD

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