Jason Michael Mccarthy

Current Employers

Employment History

• 04/2008 → 01/2019
  Lpl Financial
  Fort Mill, SC
• 01/2019 → 10/2019
  Raymond James & Associates
  Monroe, NC
• 10/2019 → Present
  Lpl Financial, Llc
  Monroe, NC
• 10/2019 → Present
  Private Advisor Group, Llc
  Monroe, NJ

Previous Registrations

• 2019-10-15 → 2021-02-16
  Private Advisor Group, Llc
  Morristown, NJ
  Saint Johns, FL
  Monroe, NC
• 2019-01-29 → 2019-10-07
  Raymond James & Associates, Inc.
  Monroe, NC
  St. Petersburg, FL
• 2009-06-24 → 2019-01-16
  Lpl Financial Llc
  Fort Mill, SC
  Charlotte, NC
  Charlotte, NC
  Fort Mill, SC
• 2005-10-03 → 2011-12-31
  Uvest Financial Services Group, Inc.
  Charlotte, NC
  Vienna, VA
  Charlotte, NC
• 2002-12-19 → 2005-09-27
  Harrisdirect Llc
  Jersey City, NJ

Other Businesses

1. 10/14/2019 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/14/2019. 2. 10/30/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Compliance Officer - Start Date: 10/9/2019 - 160 Hours Per Month/Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-18

Other Names

• Jason Michael Mccarthy