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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States
1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Houston | TX | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 07/2021 |
| Ameriprise Financial Services, Llc | Houston | TX | 07/2021 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2024 | Present |
FLY OVER FARMS LLC - 50% OWNERSHIP; INV RELATED;MONTGOMERY,TX; TYPE OF BUSINESS IS RELATING TO EQUINE INDUSTRY INCLUDING SHOWING, SALES, BREEDING;Power of Attorney START DATE: 07/24/2026; 6 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-27 |
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