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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
| VA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Brooklyn | NY | 06/2011 | 11/2017 |
| Securities America, Inc. | Brooklyn | NY | 12/2017 | 06/2024 |
| Securities America Advisors | Brooklyn | NY | 12/2017 | 06/2024 |
| Osaic Wealth, Inc. | Brooklyn | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Brooklyn | NY | 06/2024 | Present |
1.Name: Warren 77 LLC Position: Owner - Nature: Residential rental unit in my home - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 02/03/2014 Address: 77 WARREN ST, Apt A, BROOKLYN NY 11201, United States 2. Name: Montclair Capital Management (SAA) Position: Investment manager - Nature: SAA Advisory - Investment Related: Yes Hours: 160 - Securities Trading Hours: 140 - Start Date: 12/01/2017 Address: 77 WARREN ST, BROOKLYN NY 11201, United States 3. Name: Montclair Capital Management Position: Producer - Nature: Insurance Sales - Investment Related: Yes Hours: 10 - Securities Trading Hours: 10 - Start Date: 12/01/2017 Address: 77 WARREN ST, BROOKLYN NY 11201, United States 4. DBA: Montclair Capital Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 2009-10-05 |
| S66 | Uniform Combined State Law Examination | 1998-06-26 |
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