Laurie Lynnette Clark

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-10-17

TX RA
APPROVED

Since 2002-10-17

Branch Locations

9595 Six Pines Dr Ste 6330, The Woodlands, TX 77380 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger	The Woodlands	TX	10/2002	Present

10/2002 → Present

Linsco/Private Ledger

The Woodlands, TX

Previous Registrations

1997-11-17 → 2002-10-24

Waddell & Reed

The Woodlands, TX

Other Businesses

1. 11/1/2002 - NON-VARIABLE INSURANCE - INSURANCE - THE WOODLANDS, TX. 2. 2/6/2007 - DBA ONLY - WOODLANDS WEALTH BUILDERS - THE WOODLANDS, TX. 3. 11/2/2007 - NON-VARIABLE INSURANCE - ASSIST CLIENTS WITH ESTABLISHING HSA ACCOUNTS. - TIME SPENT 1% - THE WOODLANDS, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-11-14

S63 Uniform Securities Agent State Law Examination

1997-11-14

Designations

Certified Financial Planner

Other Names

Laurie Lynnette Sorum
Laurie Lynnette Sorum

View on SEC IAPD