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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-06-17 |
| FL | RA | APPROVED | 2024-06-12 |
| CA | RA | APPROVED | 2024-06-11 |
| TX | RA | APPROVED_RES | 2024-06-10 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
28212 Kelly Johnson Pwky Suite 150, Valencia, CA 91355 • United States
Lake Havasu, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Encino | CA | 11/2011 | 03/2023 |
| Steward Partners Investment Solutions, Llc | Las Vegas | NV | 03/2023 | Present |
| Steward Partners Global Advisory, Llc | Las Vegas | NV | 03/2023 | Present |
| Steward Partners Investment Advisory, Llc | Las Vegas | NV | 06/2024 | Present |
1) EQUITY STRETCH, LLC; LIMITED LIABILITY COMPANY; VALENCIA, CA; 1/3 OWNER; 2012-11; 0 HRS/MO; 0 HRS/MO DURING TRADING; NOT INVESTMENT RELATED 2) PRIVATELY OWN REAL ESTATE IN REVOCABLE TRUST; CONDO RENTAL; VALENCIA, CA; OWNER; 01/01/1989; 0-1/HRS/MO; 0 HRS/MO DURING TRADING; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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