Al Shahinpouri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 04/2018
  Poseidon Development Llc
  Elmwood Park, IL
• 07/2016 → 04/2018
  Axa Advisors, Llc
  New York, NY
• 04/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 04/2018 → Present
  Bank Of America, N.A.
  Rolling Meadows, IL

Previous Registrations

• 2016-09-19 → 2018-04-19
  Equitable Advisors, Llc
  Oak Brook, IL
• 2014-05-13 → 2016-07-18
  Independent Financial Group, Llc
  Downers Grove, IL
  Oak Park, IL
• 2003-08-11 → 2004-12-31
  Ameritas Investment Company, Llc
  Glenview, IL
  Itasca, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-23
• S63 Uniform Securities Agent State Law Examination
  1997-12-10

Other Names

• Al Shahinpouri
• Afshin Shahinpouri