Christopher Michael Hodgson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Massmutual
  Springfield, MA
• 11/1999 → Present
  Mml Investors Services
  Dartmouth, MA

Other Businesses

(1) NAME: COASTAL FINANCIAL INV REL: Y ADD: 62 STATE ROAD, DARTMOUTH, MA 02747 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: OWNERSHIP/AGENT START DATE: 10/01/1999 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE & HEALTH, PROPERTY/CASUALTY. (2) NAME: CHRISTOPHER HODGSON & HODGEPODGE REALTY LLC INV REL: Y ADD: 62 STATE ROAD, DARTMOUTH, MA 02747 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 01/01/1998 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING:0 DESCRIBE DUTIES: MANAGEMENT (3) NAME: COASTAL FINANCIAL, INC. INV REL: Y ADD: 62 STATE ROAD, DARTMOUTH, MA 02747 NATURE: ENTITY TO RECEIVE INCOME POSITION: PRESIDENT START DATE: 07/01/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ENTITY TO RECEIVE INCOME (4) NAME: CHRISTOPHER HODGSON, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: STRUCTURED SETTLEMENTS, POSITION: OWNER, START DATE: 12/01/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: REFER CLIENTS TO LICENSED STRUCTURED SETTLEMENT BROKER TO ESTABLISH A STRUCTURED SETTLEMENT. (5) NAME: FATHER RICK, LLC INV REL: N ADD: 280 CONGRESS STREET, SUITE 1300, BOSTON, MA 02210 NATURE: MEMBER OF LLC FOR RACE HORSE OWNERSHIP POSITION: MEMBER START DATE: 03/30/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO ACTIVE DUTIES (6) NAME: SOUTHCOAST HEALTH BOARD OF TRUSTEES INV REL: N ADD: 101 PAGE STREET, NEW BEDFORD, MA 02740 NATURE: BOARD SERVICE POSITION: VICE CHAIR OF THE BOARD START DATE: 01/01/2026 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: ASSIST THE CHAIR OF THE BOARD WITH SYSTEM OVERSIGHT

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-11
• S63 Uniform Securities Agent State Law Examination
  1997-12-05