Richard Wieslaw Piatas

Current Employers

Employment History

• 05/1997 → Present
  Bank Of America, N.A.
  Dallas, TX
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Previous Registrations

• 2003-01-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

I*: 6347 Entity Type: Rental property Name of outside business organization: richard piatas - rental property Investment related: No Address of business: Miramar beach, Florida 32550 Position, title, association: Co-owner with other family members Start date of relationship: 1/2/2018 Number of hours devoted: 3 hrs Number of hours devoted during trading hours: 0 Duties Co owner of rental property I*: 6348 Entity Type: Rental property Name of outside business organization: richard piatas - rental property Investment related: No Address of business: Steamboat springs, Colorado 80487 Position, title, association: Co-owner with other family members Start date of relationship: 1/1/2018 Number of hours devoted: 2 hrs Number of hours devoted during trading hours: 0 Duties Co owner of rental property I*: 6346 Entity Type: Rental property Name of outside business organization: Richard Piatas rental property Investment related: No Address of business: Miramar Beach, Florida 32550 Position, title, association: Co-owner with other family members Start date of relationship: 1/2/2018 Number of hours devoted: 3 hrs Number of hours devoted during trading hours: 0 Duties Co owner of rental property I*: 6344 Entity Type: Rental property Name of outside business organization: Richard Piatas rental property Investment related: No Address of business: Miramar Beach, Florida 32550 Position, title, association: Co-owner with other family members Start date of relationship: 1/2/2018 Number of hours devoted: 3 hrs Number of hours devoted during trading hours: 0 Duties Co owner of rental property I*: 8497 For profit or not for profit: Name of outside business organization: R. and J. P. Investment related: No Address of business: Port Richey, Florida 34668 Position, title, association: Start date of relationship: 7/15/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*134569 For profit or not for profit: For-Profit Name of outside business organization: JRNR Florida I & JRNR Florida II Investment related: Yes Address of business: Plano, Texas 75093 Position, title, association: Family Held Start date of relationship: 12/15/2020 Number of hours devoted: 4 hrs Qtrly Number of hours devoted during trading hours: 0 Duties: Hold Florida Property for estate planning and asset protection I*134570 For profit or not for profit: For-Profit Organization Name of outside business organization: JRNR Colorado LLC Investment related: Yes Address of business: Plano, Texas 75093 Position, title, association: Family Held Start date of relationship: 12/15/2020 Number of hours devoted: 4 hrs Quarterly Number of hours devoted during trading hours: 0 Duties: Colorado LLC holding Colorado rental property I*134568 For profit or not for profit: For-Profit Organization Name of outside business organization: JRNR Holdings LP Investment related: Yes Address of business: Plano, Texas 75093 Position, title, association: Family Held Start date of relationship: 12/15/2020 Number of hours devoted: 4 hrs Qtrly Number of hours devoted during trading hours: 0 Duties: limited partnership in estate plan, this is the LP for JRNR Management LLC, holds the LLC's which hold our investment properties JRNR Florida I LLC, JRNR Florida II LLC, and JRNR Colorado LLC I*: 2965276 Entity Type: For Profit Name of OBA: JRNR Texas I Address: Plano, TX 75093 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 8/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: General partner

Exams

• S66 Uniform Combined State Law Examination
  2002-12-30
• S63 Uniform Securities Agent State Law Examination
  1997-12-08