Vincent Dewayne Whatley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors, Llc.
  Palm Beach, FL
• 08/2012 → Present
  Wells Fargo Bank Na
  Palm Beach, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Palm Beach, FL

Previous Registrations

• 2012-06-18 → 2012-08-22
  Pnc Wealth Management Llc
  Alpharetta, GA
  Morrow, GA
  Mcdonough, GA
  Newnan, GA
  Palmetto, GA
  Stockbridge, GA
  Fayetteville, GA
  Jonesboro, GA
  Union City, GA
• 2007-05-25 → 2012-05-25
  Bb&T Investment Services, Inc.
  Decatur, GA
  Lithonia, GA
  Tucker, GA
  Tucker, GA
  Mcdonough, GA
  Riverdale, GA
  Stockbridge, GA
  Decatur, GA
  Morrow, GA
  Decatur, GA
  Mcdonough, GA
  Jonesboro, GA
  Jonesboro, GA
  Charlotte, NC
• 2006-10-10 → 2007-05-21
  Wells Fargo Clearing Services, Llc
  Tucker, GA
• 2003-05-28 → 2006-02-01
  Td Ameritrade, Inc.
  Atlanta, GA

Other Businesses

JCW INVESTMENTS AND MANAGEMENT SERVICES LLC; INV. RELATED; ATLANTA, GA; 50% OWNERSHIP; REAL ESTATE INVESTMENT AND PROPERTY MANAGEMENT; START DATE 1/7/2015; 8 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-15
• S63 Uniform Securities Agent State Law Examination
  1997-10-28