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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-29
FL RA APPROVED 2017-05-12
  • TX RA
    APPROVED_RES
    Since 2020-07-29
  • FL RA
    APPROVED
    Since 2017-05-12

Branch Locations

20100 E Pennsylvania Ave, Dunnellon, FL 34432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates The Villages FL 10/2011 04/2017
Raymond James Financial Services, Inc. Dunnellon FL 04/2017 Present
Raymond James Financial Services Advisors Inc. Winter Park FL 05/2017 Present
Dw Commercial Property, Llc Dunnellon FL 02/2019 12/2023
  • 10/2011 → 04/2017
    Raymond James & Associates
    The Villages, FL
  • 04/2017 → Present
    Raymond James Financial Services, Inc.
    Dunnellon, FL
  • 05/2017 → Present
    Winter Park, FL
  • 02/2019 → 12/2023
    Dw Commercial Property, Llc
    Dunnellon, FL
Previous Registrations
Other Businesses

1) Name of Business: D'Arville & Co., Inc. Address: 20100 E Pennsylvania Avenue, Dunnellon, FL, 34432, United States Activity Type: Tax Preparation Position/Title: Advisor, Owner/Proprietor Investment Related: No Start Date: 02/22/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management oversight of operations and staff, tax preparer, (2) Name of Business: D'Arville & Co., Inc. Address: 20100 E Pennsylvania Avenue, Dunnellon, FL, 34432, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 09/19/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: HR oversight, conduct quarterly staff meetings, check signatures and mail review, occasional income tax preparation as pre-approved by RJFS Compliance (3) Name of Business: Winter Park Wealth Group Address: 20100 E Pennsylvania Ave, Dunnellon, FL, 34432, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/24/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-02
S65 Uniform Investment Adviser Law Examination 1997-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02
  • S65 Uniform Investment Adviser Law Examination
    1997-12-02
Other Names
  • Brenda Louise Walker
  • Brenda Louise Barnes

View on SEC IAPD

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