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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-29 |
| FL | RA | APPROVED | 2017-05-12 |
Branch Locations
20100 E Pennsylvania Ave, Dunnellon, FL 34432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | The Villages | FL | 10/2011 | 04/2017 |
| Raymond James Financial Services, Inc. | Dunnellon | FL | 04/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Winter Park | FL | 05/2017 | Present |
| Dw Commercial Property, Llc | Dunnellon | FL | 02/2019 | 12/2023 |
1) Name of Business: D'Arville & Co., Inc. Address: 20100 E Pennsylvania Avenue, Dunnellon, FL, 34432, United States Activity Type: Tax Preparation Position/Title: Advisor, Owner/Proprietor Investment Related: No Start Date: 02/22/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management oversight of operations and staff, tax preparer, (2) Name of Business: D'Arville & Co., Inc. Address: 20100 E Pennsylvania Avenue, Dunnellon, FL, 34432, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 09/19/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: HR oversight, conduct quarterly staff meetings, check signatures and mail review, occasional income tax preparation as pre-approved by RJFS Compliance (3) Name of Business: Winter Park Wealth Group Address: 20100 E Pennsylvania Ave, Dunnellon, FL, 34432, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/24/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
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