Adrienne Sandra Newberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 07/2018
  Waddell & Reed, Inc
  Owings Mills, MD
• 08/2012 → 07/2018
  Various Insurance Carriers For W&R Insurance Agencies
  Jessup, MD
• 07/2018 → Present
  Lpl Financial, Llc
  Elkridge, MD

Previous Registrations

• 2012-08-22 → 2018-07-26
  Waddell & Reed
  Owings Mills, MD
  Owings Mills, MD
  Charleroi, PA
• 2011-04-11 → 2012-08-23
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Upper Marlboro, MD
• 1998-01-29 → 2011-04-08
  Ameriprise Financial Services, Llc
  Fort Washington, MD
  Columbia, MD

Other Businesses

1. 07/20/2018 - NEWBERG FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ ELKRIDGE, MD 2. 07/20/2018 - ADRIENNE NEWBERG/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 100%/ ELKRIDGE, MD

Exams

• S66 Uniform Combined State Law Examination
  2001-01-26
• S65 Uniform Investment Adviser Law Examination
  1997-12-16

Other Names

• Adrienne S Newberg
• Adrienne Sandra Newberg
• Adrienne Sparber
• Adrienne Newberg