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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-04
LA RA APPROVED 2010-11-12
  • TX RA
    APPROVED_RES
    Since 2016-04-04
  • LA RA
    APPROVED
    Since 2010-11-12

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets New Orleans LA 10/2007 Present
Morgan Stanley Smith Barney New Orleans LA 06/2009 Present
  • 10/2007 → Present
    Citigroup Global Markets
    New Orleans, LA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Orleans, LA
Other Businesses

RENTAL PROPERTY; OWNER/LANDLORD; 09/2011; RENTAL; METAIRIE, LA; 0 HOURS DURING BUSINESS/AFTER WORK: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-29
S63 Uniform Securities Agent State Law Examination 1998-11-11
  • S66 Uniform Combined State Law Examination
    2016-04-29
  • S63 Uniform Securities Agent State Law Examination
    1998-11-11

View on SEC IAPD

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