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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2020 | Present |
| First Pacific Financial Services | Marina | CA | 04/2004 | Present |
| Commonwealth Financial Network | Waltham | MA | 04/2004 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-10 |
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