James Ronald Whitmore

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → Present
  Eq Financial Consultants, Inc
  Houston, TX
• 01/2002 → 09/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 01/2002 → Present
  Whitmore Financial Services
  Houston, TX
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Tomball, TX
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  Tomball, TX
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Tomball, TX
• 2003-02-07 → 2016-09-01
  Vsr Financial Services, Inc.
  Tomball, TX
  Worden, IL
  Overland Park, KS
  Overland Park, KS
  Houston, TX
• 2002-03-01 → 2003-02-07
  The Masters, Inc.
  Houston, TX

Other Businesses

(1) Whitmore Financial Services;DBA name;Start date 01/01/2002;Address same as branch;40 Hours a month 40 hours during trading (2) ALTA LEE WHITMORE FLP; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; COMMERCIAL PROPERTY; PARTNER; STARTED 10/11/2004; APX 2 HOURS/MONTH 2 DURING TRADING; INVESTMENTS, REAL ESTATE MANAGEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-02
• S63 Uniform Securities Agent State Law Examination
  1997-10-09

Other Names

• Ron Whitmore
• James Ronald Whitmore