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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 10/2008 | 09/2017 |
| Bank Of America, N.A. | Scottsdale | AZ | 03/2015 | 09/2017 |
| Morgan Stanley | Phoenix | AZ | 09/2017 | 05/2023 |
| Lpl Financial Llc | Tempe | AZ | 02/2024 | Present |
| Not Employed | Tempe | AZ | 06/2023 | 02/2024 |
1) 02/15/2024 - Karri Hill Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-18 |
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