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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2018-11-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Melville | NY | 09/1997 | Present |
| Nylife Securities Inc. | Melville | NY | 09/1997 | Present |
| Eagle Strategies | Melville | NY | 03/2004 | Present |
| Lippencott Financial Group | Melville | NY | 09/2010 | 05/2026 |
| Treebrook Financial Group | Melville | NY | 02/2015 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS [TREEBROOK FINANCIAL; ENTITY USED SOLELY FOR CASH FLOW PURPOSES; SAYVILLE,NY; START DATE 06/2009; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF TREEBROOK FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MELVILLE, NY; START DATE: 02/2015]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-05 |
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