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Adam Carter Rich

Schlindwein Associates LLC

Dallas, TX

Dallas, TX

CRD 2952627

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Employer firm

Schlindwein Associates LLC CRD 109132

$167M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • INVESTMENT ADVICE THROUGH CONSULTATIONS NOT SPECIFICALLY MENTIONED ABOVE.

From the firm’s Form ADV. Read the guides:

Current Employers
Schlindwein Associates Llc

1717 Main Street Suite 3975, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-11-15
TX RA APPROVED 2013-11-14
  • IL RA
    APPROVED
    Since 2013-11-15
  • TX RA
    APPROVED
    Since 2013-11-14

Branch Locations

5910 North Central Expressway Suite 770, Dallas, TX 75206 • United States

1717 Main Street Suite 3975, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schlindwein Associates Llc Dallas TX 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2008-03-31

View on SEC IAPD

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