Kathy Leigh Andazola

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → Present
  R.C. Andazola, Ea
  Downly, CA
• 02/2001 → 09/2025
  Avantax Investment Services, Inc.
  Downey, CA
• 01/2011 → Present
  Andazola Financial Services, Inc
  Downey, CA
• 01/2019 → 09/2025
  Avantax Insurance Agency, Llc
  Downey, CA
• 12/2018 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Downey, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Downey, CA
• 10/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) R.C. Andazola, EA 8326 E Florence Ave~Downey~CA~90240~Tax Preparation/Accounting~Accountant/Bookkeeper~1/1/2010~160hrs~80hrs~Office Manager 2) Andazola Financial Services, Inc. 8326 E Florence Ave~Downey~CA~90240~Tax Preparation/Accounting~Accountant/Bookkeeper~1/1/2011~100hrs~70hrs~Accountant, Bookkeeper 3) R.C. Andazola, EA 8326 E Florence Ave~Downey~CA~90240~Tax Preparation/Accounting~Accountant/Bookkeeper~1/1/1993~100hrs~0hrs~Office Manager|

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-11-20

Designations

• Certified Financial Planner

Other Names

• Kathy Leigh Andazola