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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-08-12
TX RA APPROVED_RES 2016-08-11
NJ RA APPROVED 2012-04-02
  • NC RA
    APPROVED
    Since 2016-08-12
  • TX RA
    APPROVED_RES
    Since 2016-08-11
  • NJ RA
    APPROVED
    Since 2012-04-02

Branch Locations

31 Stelton Rd. #5, Piscataway, NJ 08854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Jersey Transit Newark NJ 03/2002 02/2018
World Financial Group, Inc. Piscataway NJ 12/2011 Present
Transamerica Financial Advisors, Inc Piscataway NJ 01/2012 Present
Sernior Market Sales Inc. Omaha NE 03/2015 Present
Mpower America, Llc Henderson NV 10/2021 03/2022
Pinnacle Financial Service Warminster PA 02/2022 Present
Wilfred & Paulette Warrick East Orange NJ 04/2005 Present
  • 03/2002 → 02/2018
    New Jersey Transit
    Newark, NJ
  • 12/2011 → Present
    World Financial Group, Inc.
    Piscataway, NJ
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Piscataway, NJ
  • 03/2015 → Present
    Sernior Market Sales Inc.
    Omaha, NE
  • 10/2021 → 03/2022
    Mpower America, Llc
    Henderson, NV
  • 02/2022 → Present
    Pinnacle Financial Service
    Warminster, PA
  • 04/2005 → Present
    Wilfred & Paulette Warrick
    East Orange, NJ
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC Pinnacle Financial Service / 0222-Present / Investment Related: No / 65 W Street Rd, Suite A-101, Warminster, PA 18974 / Medicare Rep / Medicare Insurance Plans / Hrs. Work Monthly: 20 / Sec Trading Hrs: 0 / To assist Medicare eligible individuals with Medicare plan selection and Enrollment. SR. MARKET SALES INC.; 8420 W. DODGE STREET, 5HT FL., OMAHA, NE 68114; MEDICARE SOLUTIONS; REFERRAL AGENT; 3/30/15; 4 HRS/MNTH; IF MY CLIENTS NEEDS MEDICARE INFO, I REFER THEM TO THIS CO. WILFRED & PAULETTE WARRICK POSITION: Owners NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/20/2005 ADDRESS: 195-197 Shepard Ave, East Orange NJ 07018, United States DESCRIPTION: Rent apartments to tenants, effect repairs when necessary. Manage the property. Pay the mortgage, taxes and other expenses related to maintaining the property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-25
S65 Uniform Investment Adviser Law Examination 2012-02-11
  • S63 Uniform Securities Agent State Law Examination
    2012-02-25
  • S65 Uniform Investment Adviser Law Examination
    2012-02-11
Other Names
  • Rick Warrick

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