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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-08-12 |
| TX | RA | APPROVED_RES | 2016-08-11 |
| NJ | RA | APPROVED | 2012-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Jersey Transit | Newark | NJ | 03/2002 | 02/2018 |
| World Financial Group, Inc. | Piscataway | NJ | 12/2011 | Present |
| Transamerica Financial Advisors, Inc | Piscataway | NJ | 01/2012 | Present |
| Sernior Market Sales Inc. | Omaha | NE | 03/2015 | Present |
| Mpower America, Llc | Henderson | NV | 10/2021 | 03/2022 |
| Pinnacle Financial Service | Warminster | PA | 02/2022 | Present |
| Wilfred & Paulette Warrick | East Orange | NJ | 04/2005 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC Pinnacle Financial Service / 0222-Present / Investment Related: No / 65 W Street Rd, Suite A-101, Warminster, PA 18974 / Medicare Rep / Medicare Insurance Plans / Hrs. Work Monthly: 20 / Sec Trading Hrs: 0 / To assist Medicare eligible individuals with Medicare plan selection and Enrollment. SR. MARKET SALES INC.; 8420 W. DODGE STREET, 5HT FL., OMAHA, NE 68114; MEDICARE SOLUTIONS; REFERRAL AGENT; 3/30/15; 4 HRS/MNTH; IF MY CLIENTS NEEDS MEDICARE INFO, I REFER THEM TO THIS CO. WILFRED & PAULETTE WARRICK POSITION: Owners NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/20/2005 ADDRESS: 195-197 Shepard Ave, East Orange NJ 07018, United States DESCRIPTION: Rent apartments to tenants, effect repairs when necessary. Manage the property. Pay the mortgage, taxes and other expenses related to maintaining the property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2012-02-11 |
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