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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2005-08-03 |
Branch Locations
465 Waverley Oaks Rd Ste 211, Waltham, MA 02452 • United States
Winchester, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Waltham | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Waltham | MA | 03/2020 | Present |
Business Ownership; Splitting Aces LLC; none, just investing capital; restaurant; Encore Boston Harbor One BroadwayEverett, MA 02149, ,; Investment-Related; 06/01/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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