Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-02-14 |
| TN | RA | APPROVED | 2018-02-14 |
Branch Locations
1001 N Broad St, New Tazewell, TN 37825 • United States
7400 Maynardville Hwy, Knoxville, TN 37938 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | New Tazewell | TN | 03/2005 | 02/2018 |
| Commerical Bank & Trust | New Tazewell | TN | 03/2005 | Present |
| Lpl Financial Llc | New Tazewell | TN | 02/2018 | Present |
1. 5/15/2018 - COMMERCIAL FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/05/2005 - 160 Hours Per Month/40 Hours During Securities Trading - DBA NAME FOR BANK INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-18 |
Reach out to this advisor