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Captrust CRD 175112
$1.24T regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-02-03 |
Branch Locations
5535 Currituck Drive, Suite 110, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc Llc | El Segundo | CA | 01/2013 | 02/2020 |
| Fountain Financial Associates, Inc. | Wilmington | NC | 06/2015 | 02/2020 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 02/2020 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-05 |
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